RiverhorseCOMPLIANCE

For referrers

If you run a directory, a customer system or another service for financial advisers and you notice a firm that may have a compliance gap, you can refer it to us.

How a referral works

  1. You tell us the firm, its website and what you noticed.
  2. We run our own check of the firm's public website against the law. We decide – what you noticed is only where we start.
  3. We tell you a short outcome: confirmed, not confirmed, or needs a person to look.

A firm's documents and its report stay with us and with the firm. We never pass them on.

Referrer login

The referrer login is being set up. To refer a firm now, or to ask for a login, email info@riverhorse.io.