Knowledge
Plain-English notes on the rules for financial advice providers in New Zealand: what your website and client documents need to say, and the law behind it. General information only, not legal advice.
What can happen if a financial advice provider breaks the rules
Licence action, court penalties, compensation, personal liability and discipline for advisers: what New Zealand law allows, in plain English.
Last checked 15 November 2026 Read →What a financial advice provider's website must say
The 12 things New Zealand law requires a financial advice provider to make publicly available on its website, in plain English.
Last checked 15 November 2026 Read →